Other ROC, RBI and FEMA Compliances

Stay fully compliant with all ROC, RBI, and FEMA regulations through Finance Shelter’s expert end-to-end services

Picture this…

Your company faces multiple regulatory requirements—from ROC annual filings to RBI and FEMA reporting for foreign transactions. Missing deadlines or incomplete compliance can lead to penalties, legal notices, and operational disruptions.

With Finance Shelter, all your ROC, RBI, and FEMA compliance needs are managed seamlessly. We coordinate filings, ensure timely submissions, and keep you updated—so you can focus on growing your business without regulatory worries.

1. Why Comprehensive ROC, RBI & FEMA Compliance Matters

• Legal obligation – Adherence to Companies Act, FEMA regulations, and RBI guidelines is mandatory.
• Avoid penalties – Non-compliance attracts fines, prosecution, and reputational damage.
• Smooth operations – Timely filings prevent disruptions in banking, foreign exchange, and corporate affairs.
• Investor and stakeholder confidence – Transparent compliance builds trust and credibility.
• Regulatory harmony – Aligns multiple regulatory requirements for seamless business functioning.

2. Key Compliance Services We Offer

1. ROC Compliances – Annual returns, event-based filings, changes in directors, registered office, share capital, and more.
2. RBI Compliances – Foreign exchange transactions reporting, ECB filings, ODI compliance, and other RBI mandates.
3. FEMA Compliances – Foreign investment reporting, remittance filings, transfer pricing documentation, and regulatory adherence.
4. Secretarial Services – Maintenance of statutory registers, board meeting support, and minute book management.
5. Audit and Certification – Statutory audits, internal audits, and certification for regulatory submissions.

3. Finance Shelter’s 5-Step “Regulatory-Ready” Protocol

1. Compliance Mapping – Identify applicable ROC, RBI, and FEMA requirements based on your business profile.
2. Document Collection & Review – Gather necessary documents, contracts, and approvals.
3. Form Preparation & Filing – Accurate preparation and electronic filing of all required forms and returns.
4. Stakeholder Coordination – Liaise with regulators, banks, auditors, and internal teams for smooth compliance.
5. Monitoring & Reporting – Maintain compliance calendar, send reminders, and provide status updates.

Fastest record: 48 hours from document receipt to filing completion.

4. Common Pitfalls We Prevent

• Overlooking event-based filings leading to penalties.
• Incorrect or incomplete documentation causing rejections.
• Missing RBI/FEMA reporting deadlines for foreign transactions.
• Non-maintenance of statutory registers and records.
• Lack of coordination causing delays in approvals and filings.

Our 80-point checklist ensures comprehensive compliance coverage.

5. Success Snapshots

• Export house – managed complex FEMA and RBI filings for multiple foreign remittances, avoiding penalties.
• IT services firm – coordinated ROC event filings and secretarial services for 50+ companies under one roof.
• Manufacturing conglomerate – streamlined RBI compliance for ECB and ODI transactions, ensuring audit readiness.

6. Why Finance Shelter?

• Ex-ROC, RBI, and FEMA officials ensure expert and up-to-date compliance.
• One-stop solution for all corporate, foreign exchange, and secretarial compliance needs.
• Transparent pricing with no hidden fees.
• Real-time WhatsApp updates and dedicated client support.
• Proven track record of zero penalties and smooth regulatory interactions.